In-Kind Transfer
This form is used for in-kind transfers.
What is the BIK form?
These types of transfers can be checked in Thomson One.
What is ACAT?
True or False: The Cost Basis Section of the COO form is required to be filled out.
What is False?
The Giving funds to individuals and organization accounts form can only be utilized in this very specific gifting scenario.
What is internal TA to TA?
What is upgrade?
This may be needed when there is a name discrepancy between Vanguard and the firm.
What is the OATS form?
These are 3 of the many transfer types available for VBA.
What is ACAT, DRS, PTF, DTC, DWAC, Etc.?
This party will always need to get their signature guaranteed in coo situations.
This form will be needed to do a cross platform gift.
What is the coo form?
This form needs to be used for vba external gifting.
What is LOI for gifted Securites?
This may be needed if doing an in-kind transfer if the other firm requires it.
What is SG/MSG
Account Workbook or Security Workbook allows you to check the status of a transfer.
What is Account Workbook?
These two processes can be used in lieu of a sig. guarantee.
True or False: Cross Platform Gifts of Mutual Funds can be done over the phone.
What is False?
This transfer type is used most often for gifting externally if security is eligible.
What is DTC transfer?
This is the amount Vanguard will carry over if a debit is at the other firm.
What is 250?
This type of transfer requires both firms to submit the request at the time.
What is DWAC?
Searching this "" and this "" into infowave will provide the correct article when doing coo.
What is "Account type/registration" and "transfer"?
These two vanguard forms can be used for VBA to VBA gifting.
What is the coo form and LOI for gifting securities?
This processing group can be contacted if rep wants to check the ability to gift from a TA externally.
What is FAS Processing?
This form can be utilized if Processing did process a transfer form.
What is the missed toa form?
This _____________ Pad within Thomson ONE can see specific information on a transfer.
What is Scratch?
This form can be utilized for COO issues and other RCO issues when something needs to be prioritized.
What is the Client support request form?
What is loi for gifted securities?
Vanguards DTC number
What is 0062?