in-kind transfer
This is the debit limit we allow or below when accepting a full transfer.
What is 250 dollars?
This is what COO stands for.
What is Change of Ownership?
The name of the 4help trainer you have today (First middle and last).
What is Joseph Paul Husta?
The ideal two forms that can be utilized for vba to vba internal gift.
What are coo form and loi for gifted securities.
Name three of the six resources that can be utilized to check an incoming transfer.
What are AWD comments, processing timeframes Sharepoint article, CRM browser contact events, Track your transfer tool, Scratchpad in Thomson?
What is receive a transfer reject?
The amount of coo forms needed if a trust account assets are going to split up into 10 new individual accounts that the trustees are not on.
What is 10?
The ext. for 4help in numerals.
What is 44357?
The reason you cannot do a internal gift over the phone cross platform.
What is the cost basis information does not carry over correctly?
What is the TOA missed transfer and track your transfer form?
This type of transfer requires both parties to submit a separate request simultaneously and is typically associated with stock options.
What is a DWAC?
The name of the COO guest speaker.
Who is Jay Nulty?
Name 2 of 5 "TL" functions 4help can assist with.
What is cross registration override, reset awd password, look up micros for joint account situations, update exchange indicators, and cancel settlement fund transactions in a vba?
OAA stands for this.
What is open an account?
The form if a TL is looking for an exception with Processing.
What is the client support request form?
This is what PTF stands for.
What is Position Transfer Fund?
The seven common coo nigos that Jay presented.
What are
Missing Signature
Client signs with birthdate
Clients signature outside 90 days
Missing additional authentication
Missing EIN or SSN
Missing new account form
Missing, outdated, unoriginal legal documents (CLOT, CDC, Divorce Docs)?
The name of the link if a infowave article needs to be updated.
The name of the group that can assist with questions on depositing stock certs.
Who are SRT?
Name 2 of the 5 systems that you can check in regards a toa status.
What are AWD, TYT link, Thomson One, AWD, and Crm Browser?
This is the form you need to use if the firm does not accept in-kind language.
What is the Brokerage Account Transfer form?
This can be used for COO due to death scenarios only.
What is docusign?
The 4 information center requests now available on 4help's sharepoint.
What are 1news assistance, sme assistance, data assistance, a sit-with?
This is what VCEP stand for.
What is Vanguard Charitable Endowment Program?
The resources in order when handling calls listed in infowave.
What is 1. Online resources - WAVE, InfoWave, RIG Knowledge Center, CrewNet, Daily Updates, etc.
2. Team members and team leaders.
3. 4HELP (Always place the client on hold and open a separate phone line when contacting the 4Help team; never conference or transfer.)?