Sports
Opened in 2019, Chase Center is an indoor arena in the Mission Bay neighborhood of San Francisco, and home to this NBA franchise.
Who are the Golden State Warriors?
Leonardo da Vinci's best known and most visited painting of the Head of US PB Field Supervisory Management
What is Mona Lisa Waters?
In this 1946 Christmas movie, George Bailey has to get creative to thwart a run on deposits and keep the Building & Loan from collapsing after a large sum of cash is misplaced.
What is It's A Wonderful Life?
Despite being home to the world's 10th largest stock exchange, this country has no federal enforcement agency for securities regulations like the SEC. This is a main reason that stocks listed here are not exempt from the Penny Stock Policy. Sorry, eh?
What is Canada?
A common brand of fruit jelly with the slogan, "With a name like ______, it has to be good!"
What is SMuckers?
In 2001, this singer assured as that a relationship with her would not likely cause significant decrease in investable assets as her Love Don't Cost A Thing.
Who is Jennifer Lopez?
In 2022, JPMorgan Chase became a founding partner of the Miami Grand Prix, part of this car racing series.
What is Formula 1?
Jellystone Park resident and pic-a-nic basket thief that collapsed in 2008 due to its exposure to mortgage-backed securities and was acquired by JPMorgan Chase.
Who is Yogi Bear Stearns?
This corporate raider taught his protégé, Bud Fox, how to acquire and illegally profit from Material Non Public Information in Oliver Stone's 1987 film, Wall Street.
Who is Gordon Gecko?
Did a client bring you "Over The Barrier" by sharing MNPI? Be sure to notify this group in order to document and monitor the tipping until the information becomes public.
What is US Control Room?
Deeply affected with or struck by strong feelings of attraction, affection, or infatuation.
What is SMitten?
This duo released their hit single Rich Girl in 1976, stating "You can rely on your old man's money... but you'll never be strong 'cause you're a rich girl," hinting at a potential need for trust and estate planning,
Who are Hall & Oates?
The Arizona Diamondbacks renamed their stadium "Chase Field" in 2005 when JPMorganChase merged with this Chicago based bank, also placing Jamie Dimon at COO.
What is Bank One?
The Demon Barber of Fleet Street who authors "Inside Investments & Advice" on Thursdays.
Who is Sweeney Todd Massey?
Giovanni Ribisi, Ben Affleck, and Vin Diesel starred in this 2000 film about a penny stock fraud perpetrated on Long Island.
What is Boiler Room?
FINRA's Rule 3210 has replaced the old NYSE regulation requiring employer permission to open a brokerage account, but the old rule is still referred to often when requesting one of these.
What is a 407 letter?
What is SMashed?
Dire Straits released this song in 1985, in which the singer observes disparity in the wealth generation of musicians as compared to manual laborers installing microwave ovens and color TV's.
What is Money For Nothing?
The Chase logo was prominently displayed on the new roof of this stadium when it was rebuilt in 2016. The US Open Final takes place there.
What is Arthur Ashe Stadium?
State-level securities regulations designed to protect James Bond and MI6 from a calamitous worldwide attack in 2012.
What is Blue Skyfall?
Leonardo DiCaprio portrays this "Previously Registered Broker" who was barred from the industry for committing fraud, market manipulation, and running pump & dump schemes in The Wolf of Wall Street.
Who is Jordan Belfort?
Send an email to this internal group to inquire about an employee's Public/Private Designation with respect to information barriers. They can also check it themselves on go/Vic.
What is PPD Inquiries?
Derived from Swedish, it describes a buffet offering a variety of hot and cold meats, salads, and hors d'oeuvres. The literal translation is "Butter Goose Table."
What is SMorgasbord?
In 1973, this band released a song called Money, in which the singer offers strong financial advice, encouraging the listener to "Get a good job with more pay..." and "Grab that cash with both hands and make a stash."
Who is Pink Floyd?
First held in New York in 1977, this annual running event now takes place in 15 locations across six continents.
What is the J.P. Morgan Corporate Challenge?
An online tool provided by FINRA to research the background of registered brokers, firms, and the Beastie Boys third studio album, released in 1992.
What is FINRA BrokerCheck Your Head?
The 2011 film, Margin Call, is said to be loosely based on the collapse of this Wall Street firm, largely due to losses taken Mortgage Backed Securities.
What is Lehman Brothers ?
In February 2025, GIO became the only group in the Private Bank to retain the FCM AP designation. Front Office Investors now retain only this one.
What is a Swap Dealer Associated Person (SD AP)?
A diverse and ancient Indian religion centered around concepts such as dharma, karma, and reincarnation.
What is HinduiSM?
In 1984, Madonna released this song referencing proper credit, raised interest, among other financial goals as criteria for "Mister Right."
What is Material Girl?
This team is the only MLB team whose stadium is on an island. It was recently purchased by the wealthiest owner in Baseball who was previously investigated by the SEC and implicated for insider trading.
What are the New York Mets?
2009 Transformers movie sequel about delisted stocks that are exempted from the GWM definition of a penny stock.
What is Revenge of the Fallen Angels List?
This 2015 film portrays fictionalized hedge fund, Scion Capital, as they invest in Credit Default Swaps to profit from the 2008 subprime mortgage crisis. The film is known for clever explanations of financial instruments by celebrities such as Margot Robbie and Anthony Bourdain.
What is The Big Short?
Most equities listed on the NASDAQ OMX in Nordic countries are exempt from JPM Penny Stock Policy. Just be sure to check that it's not on this subdivision, with lower listing standards.
What is First North Growth Market?
This word is thought to have originated from Irish Gaelic meaning "a lot of very small broken pieces."
What are SMithereens?
This band explored various items they might purchase in If I Had a Million Dollars. Among them a green dress, a fur coat, and a small refrigerator for their treehouse. The song peaked in US charts in 1996.
Who is Barenaked Ladies?