Misc 1
Misc 2
Misc 3
Misc 4
100

A conditional order to buy or sell a stock below or above a certain price point or better.


What is a limit order?


100

The SQL command to establish a new synonym.


What is create synonym?


100

The number of characters in the OCC Symbol allotted for the strike price.

What is 8?

100

The kinds of funds that pertain to 12d1-4 and (bonus) the app we develop to provide users with info about 12d1-4 agreements, sponsors, etc.

What is Fund of Funds?

What is ResearchApp?

200

The value that represents the sensitivity of an option's price relative to its underlier


What is delta?


200

The number of characters in a standard CUSIP.


What is 9?


200

If an ETF holds fewer than this number of shares of a municipal bond, it is considered an "Odd Lot".


What is 250,000?


200

Investors specify how much they want to invest in this type of product before banks create the CUSIP and the product.

What is a structured product?


300

The difference between a company's assets and its liabilities calculated at the end of each business day.


What is NAV (Net Asset Value)?


300

A strategy composed of three option positions of specific kinds (short call, long put, short put) and specific strike prices relative to the market.

What is a buffered collar?


300

The ratio of the contract size of E-mini futures to Micro E-mini futures.


What is 10:1?

300

Any of the several departments that use the Hub 12d1-4 Trade Approval view?


What is: First Trust Advisors, First Trust Capital Management, Confluence?