IA Methodology
This is the report opinion given when certain elements of the internal control structure do not mitigate the key risks and warrant immediate action
What is a Qualified Opinion?
The Global Treasurer of Goldman Sachs
Who is Carey Halio?
The Head of Finance Risk
Who is Monique Rollins?
The number of team members in the CT/LR Pod
16
The address of Goldman Sachs Headquarters
200 West St
When auditors disagree with management's assessment of a self-identified (EIR) issue, they must first escalate to this role before having a conversation with stakeholders.
Director of Audit
This team is responsible for calculating liquidity risk measures, and performing liquidity risk metrics reporting, including regulatory filings as well as BAU and ad-hoc internal liquidity risk reports and metrics at both consolidated level as well as legal entity level.
Who is Liquidity Analytics & Reporting
This system is a limits monitoring and management platform
What is Finance Limit Analysis and Governance (FLAG)
The person with the longest tenure in the CTLR pod
Jiffy Deng
This marketplace is in the main lobby of the Trammel Crowe Center known for having groceries, coffee, and wine
What is Berkley's Marketplace
Using the non-statistical sampling guidelines, this is the suggested minimum sample size for a control that operates on a daily basis.
What is 25?
This team within CT manages GCLA and collateral to meet the firms current and future financial obligations and ensure compliance with internal and external risk requirements and limits.
Liquidity Management
Level 4, 3, and 2 limits are also referred to as..
Board, Management, and Departmental Limits
The location with the largest team footprint
Dallas (6)
This Italian restaurant is known for having one of the best Chicken Parmesan near the New York Office
What is Parm Italian?
An Organizational Unit with this overall Risk Band must be covered by Internal Audit at least every 12 to 18 months.
What is a high rated OU?
These are arm’s length transactions between Corporate Treasury and businesses that represent marginal funding sourcing or deployment.
What is a Funding Bond?
This group is responsible for reviewing, discussing, and challenging determining matters of policy relating to the firm’s liquidity and funding risk
Who is the Liquidity Policy Group (LPG)
The CT/LR Pod team covers all but one area of Corporate Treasury
Payments (e.g. Settlements, ACH, Core/Non-core)
Known for its artisanal coffee, matcha, and lavender-hued pastries, this French-inspired NYC café chain partnered with Martha Stewart to launch a series of exclusive, seasonal menus.
What is Maman?
Reports with an Effective opinion should be issued within this many days of the completion of fieldwork, while less-than-Effective reports get 45 days.
What is 30 days?
This type of entity cannot access group funding due to restrictions in the local markets.
What is an LCLA restricted entity?
This framework measures the amount of liquidity needed by material operating entities to stabilize and wind-down business activities under the preferred resolution strategy
What is the Resolution Liquidity Execution Need?
In these two years, CT and LR OU's underwent ownership change from Jiffy to Ron and Cem.
2023 and 2025
This restaurant is known for their famous Tapas in London. It's very close to the Farringdon station
Camino Farringdon