It's Electronic!
Is it done yet?
How Do I Do This?
This Isn't Working!
Are you Smarter than a 5th Grader?
100

The financial advisor is required to complete the Account Transfer form (A2) for this transfer type.

What is a Position Transfer Fund?

100

Account transfers approves and processes ACAT requests in this many days.

What is 1-3 business days?

100

Account transfer requests can be submitted using this tool.

What is the account transfer tool?

100

To avoid a NIGO, this supporting LPL document is acceptable for wet signature verification on outgoing transfer requests.

What is the F67?

100

This number of planets have a circumference larger that Earth's.

What is 4?

200

Account transfers must be this in order to be an ACAT.

What is in-kind?

200

This will cause a transfer request to take longer than normal SLA due to either one of these two things.

What is inaccurate or incomplete information?

200

This account transfer request must begin at the contra firm.

What is an outgoing account transfer?

200

To process an out-going non-ACAT for qualified accounts, this must be on file.

What is an LOA?

200

This person founded the Red Cross.

Who is Clara Barton?

300

If ACAT instructions include this, LPL will not be able to process the request.

What is liquidation?

300

The financial advisor will receive a notification via this when the incoming account transfer has been completed.

What is ACT?

300

The account transfer tool will generate this if the contra firm requires their own paperwork.

What is a cover sheet?

300

If the contra firm statement is older than this, it is considered invalid.

What is 12 months?

300

Fireworks were created in this country during the seventh century.

What is China?

400

Debit balances can be transferred via the ACAT system as long as they have this.

What is securities to offset the balance?

400

The FSP can confirm an incoming account transfer completion by checking this screen in BETA.

What is the TARS screen?

400

The end client will need to complete this for an outgoing ACAT request.

What is the contra firm's paperwork?

400

The request will be considered NIGO'd if the contra firms does not accept __________ and the F2 was submitted via ________.

What is Electronic signatures and DocuSign?

400

Identify the prepositional phrase in this sentence; "I like the movie about the princess."

What is "about the princess"?

500

These 2 items are required on contra statements for in-kind transfers of mutual funds.

What are the CUSIP and TICKER symbols?

500

Financial professionals can track the status of multiple transfer requests by doing this in Client Works.

What is running an Account Transfer Report?

500

Review this form for proper delivery instructions.

What is the F2DI?

500

This doesn't happen automatically for outgoing non-ACAT, but the client can request if for up to one year.

What are residual sweeps?

500

The sentence, "she has a heart of gold" reflects this type of figurative language.

What is a metaphor?