Logo: AI and Technology
Logo: Car Utilising AI
Consumer Duty
AML
10000
What does this logo stand for?
X Box
10000
What car company does this logo stand for?
Volkswagon
10000
True or False
Fundamentally the FCA expects the ‘focus on acting to deliver good outcomes to be at the centre of firm’s strategies and business objectives’ i.e. the stems from the top down.
True
10000
True or False
All firms regulated by the FCA including those firms that only advise on mortgage and protection products must be aware of the AML rules
True
20000
What does this logo stand for?
Playstation
20000
What company does this logo belong to?
Land Rover
20000
This is a standard of conduct characterised by honesty, fair and open dealing, and consistency with the reasonable expectations of consumers
Acting in good faith
Avoiding foreseeable harm
Enable and support retail clients to pursue their financial objectives
Acting in good faith
20000
Who is responsible for monitoring and enforcing compliance with the Money Laundering Regulations.
FCA
FCG
FCAAG
FCA
30000
What logo is this?
T-Mobile
30000
Which automobile company does tis logo belong to?
Audi
30000
There are four outcomes of consumer duty (Choose incorrect answer)
Communications
PI Cover
Products and services
Customer Service
Price and Value
PI Cover
30000
There are 3 stages to laundering money. (CHOOSE INCORRECT)
Placement
Layering
Delegating
Integration
Delegating