Show:
Checks
JE Adjust
JE/ JEENT
Reg&Ship
100
What code will be in the PRINT LOC field if the check is being printed at the home office and being sent out regular mail?
NS
100
What are the two types of JE adjusts ?
regular adjust activity or cancel and adjust
100
What do you put in the action field of a regular JE to see the prepay being charged?
"PP"
100
What is a reg&ship asap?
sending a stock certificate to the client
200
If the check issue date is for a date in the future, what do you need to check? What screen do you check this on?
SBI
200
Which type of adjust requires filling out the 'e' page?
regular adjust activity asap
200
What are the three types of JEENTS?
prepay/options/sec's for system issues
200
How do we verify the fee amount for a register and ship asap?
Call register and ship on the MLSN
300
5F5-50Q71 How can you see where this check is being sent?
'P' in the action field
300
Why would a CA enter a JE ADJ instead of just a regular journal entry to send the funds back?
answers may vary
300
What are the 3possible fee amounts for these asaps?
$25/$50/$500
400
Check asap's default to be printed from the home office and get sent out via regular mail. What can a CA do if they need the check overnighted?
Choose branch wire call as print location, send check to client themselves
400
How can you tell if a JE Adjust is a regular adjust or a cancel and adjust?
As of date line filled in OR cancel dates and line numbers filled in
400
Why might a CA enter a reg and ship asap?
answers may vary
500
CA needs to close an account and issue the funds via check to a third party ( aka not the client's stencil address). What can they do?
Issue regular check asap to third party and then enter $0 check close out asap
500
A CA wants to enter a JEADJ for activity that occurred in April. Why can the branch NOT enter a cancel and adjust asap?
Statement has already been printed and sent to client
500
If an account is short for the fee, what do we need in order to approve the asap?
branch manager confirmation in HM that fee will be paid/reversed etc.