Critical Scenarios
What packet must be taken with during a critical scenario?
What is the Evacuation Packet?
When filing a UAR, you should leave a note on the member's account (T/F)
False
This sweet golden liquid never expires. It's also favored by cartoon bears.
What is Honey
How often is BSA training required?
What is annually?
What is required if you submit a CTR with incorrect information?
Submit a new coupon immediately to override previous submission
Which critical scenario involves us having to implement an Electronic Satellite Pursuit (ESP)?
What is a robbery?
If you suspect a Navy Federal Employee of unusual activity what form do you submit?
Suspected Employee Fraudulent Activity
This animal is thought to be struck by lighting 30 times more then humans.
What are Giraffes
Which report tracks all transactions between $3,000.00 and $10,000.00?
What is Record of Cash Purchase (RCP)?
When filling out the CTR form, the MSR should follow the guidance listed under the 'i' icon. (T/F)
False. Only follow the guidance listed on Enet
Which non critical scenario requires us to look out for specific suspects connected to known fraudulent activity?
What are BOLO's
What two areas can you locate the UAR link for submission?
1. USD: Deposit Resources > BSA > UAR
2. USD Find a Workflow
This birds diet is so restrictive, that the food it eats determines the birds color.
What are Flamingos?
Which program requires us to collect members personal information?
What is Know You Customer (KYC)?
A member uses their Debit card and a CA DL to make a 12k withdraw. You enter all applicable information in Encore before pulling the CTR coupon. How should you enter in the information in the coupon?
VCCs must not be recorded as primary ID when completing the coupon
The secondary ID does not need to be recorded in the CTR Coupon, due to the information already recorded in Encore. Select No when prompted to add a secondary ID in the "Edit Party Details" screen
What is the current effective date for NFCU 2072E?
What is 7/16/2025 (July, 16th, 2025)
What are the possible penalties for unlawful disclosure of a UAR submission?
Civil penalties of up to $100,000 for each violation and criminal penalties of up to $250,000 and/or imprisonment not to exceed five years
This country has more sheep then people.
What is New Zealand?
What government body enforces sanctions that guide who members can do business with?
What is Office of Foreign Assets Control (OFAC)?
Which two scenarios would encore fail in notifying of a required CTR submission?
A cash-related ATM transaction would exceed the $10,000 threshold.
A transaction was performed on a different account with like parties (e.g., primary or joint owners)
When a suspicious package is found in branch, and the origin is a known member, which form is filled in?
What is an Abusive Member Branch Incident form?
If the unusual activity has already been reviewed by Security and there are notations in UAD/USD what should you do?
What is do not file a UAR?
US coins use to have this phrase embossed on them, before "In God We Trust"
What is "Mind Your Business"?
This level 3 alert that requires the member to submit more information for KYC, will turn into a level 7 after 45 days
What is Request for Information (RFI) Request Alert?
If a non-account owner is present during a CTR transaction, what 3 questions do you need to keep in mind to decide whether you need to add them as a "conductor" in the CTR filing?
Did the other person participate in the transaction?
Did the other person benefit from the transaction?
Did the other person direct or coach the member during the transaction?