Clearance Comments
Who gets numbered on your Clearance Comments?
What is Related Parties only.
What is considered a Push Through Form?
What is a Request with no inquires or only business sensitives to clear?
Where is the Business Sensitives List located?
What is Peloton.
What are the three EL stages on Intapp?
What is Matter Confirmation, EL Review, and Filing Coding.
What do you do if the researcher has made a mistake?
What is feedback.
What must go at the end of your clearance comments?
What is your signature.
How many responses are needed from a group of partners to clear any inquires/ sensitives?
What does the response "Optional" mean?
What is a Notification only.
Where do we file Engagement Letters?
What is Netdocs.
Name one section on the Intapp Form where business sensitives can be triggered?
What is "Matter Narrative, Matter Sector, Sanctions tab, Partner Name, Client Location, etc."
What is the clearance comment for Lateral Flags?
What is " Entity is listed in a confidential matter. Resolved internally by Conflicts."
What makes Prelim forms different at the Analysis Stage?
What is a summary to the Requestor and no clearances sent.
What are the five types of Business Sensitives?
What is Personal, Industry, Entity, Location, and Matter.
What makes an Engagement Letter the firm's Standard?
What is narrow Client ID and full advance waivers.
Where is the Raw Report found?
What is Conflicts Tab Results.
What additional step do you have to do for your clearance comments on APR forms?
What is adding the Original and Linked Narratives to the top.
What is the comment for this matter has no related parties and the matter description.
What must you do if a Sensitivity triggered needs to be sent to the Requestor on the form?
What is noting cleared through the Requestor and notifying any additional individuals listed.
What two sections do Analysts review in an Engagement Letter?
What is Client Identification and Waiver Language.
What do you do if Research wrote up the wrong parent structure?
What is confirm the right parents and send back for revision.
Client Relationship Partners (CRPs) only are noted in what type of comments?
What is Current Client Relationships.
Where are the two locations clearance comments must be placed prior to pushing the form through?
What is Analysis Tab and Conflicts Tab.
What sensitivity is triggered?
"Client would like us to represent them in possible action against FTX for holding $80 million of their money during their liquidity crisis. FTX Exchange is a cryptocurrency exchange company that develops a mobile trading platform"
What is Coins and Token Sensitivity.
What are the 3 Requirements to approve Matter Confirmations?
What is Client, Scope of Work and Fees.
What is everything!!!