Clearance Comments
Conflicts Database
Business Sensitives
Engagement Letters
Reviewing Research
100

Who gets numbered on your Clearance Comments?

What is Related Parties only.

100

What is considered a Push Through Form?

What is a Request with no inquires or only business sensitives to clear?

100

Where is the Business Sensitives List located?

What is Peloton.

100

What are the three EL stages on Intapp?

What is Matter Confirmation, EL Review, and Filing Coding.

100

What do you do if the researcher has made a mistake?

What is feedback.

200

What must go at the end of your clearance comments?

What is your signature.

200

How many responses are needed from a group of partners to clear any inquires/ sensitives?

What is only one response.
200

What does the response "Optional" mean?

What is a Notification only.

200

Where do we file Engagement Letters?

What is Netdocs.

200

Name one section on the Intapp Form where business sensitives can be triggered?

What is "Matter Narrative, Matter Sector, Sanctions tab, Partner Name, Client Location, etc."

300

What is the clearance comment for Lateral Flags?

What is " Entity is listed in a confidential matter. Resolved internally by Conflicts."

300

What makes Prelim forms different at the Analysis Stage?

What is a summary to the Requestor and no clearances sent.

300

What are the five types of Business Sensitives?

What is Personal, Industry, Entity, Location, and Matter.

300

What makes an Engagement Letter the firm's Standard?

What is narrow Client ID and full advance waivers.

300

Where is the Raw Report found?

What is Conflicts Tab Results.

400

What additional step do you have to do for your clearance comments on APR forms?

What is adding the Original and Linked Narratives to the top.

400
What needs to be included in all no party forms comments?

What is the comment for this matter has no related parties and the matter description.

400

What must you do if a Sensitivity triggered needs to be sent to the Requestor on the form?

What is noting cleared through the Requestor and notifying any additional individuals listed.

400

What two sections do Analysts review in an Engagement Letter?

What is Client Identification and Waiver Language.

400

What do you do if Research wrote up the wrong parent structure?

What is confirm the right parents and send back for revision.

500

Client Relationship Partners (CRPs) only are noted in what type of comments?

What is Current Client Relationships.

500

Where are the two locations clearance comments must be placed prior to pushing the form through?

What is Analysis Tab and Conflicts Tab.

500

What sensitivity is triggered?

"Client would like us to represent them in possible action against FTX for holding $80 million of their money during their liquidity crisis. FTX Exchange is a cryptocurrency exchange company that develops a mobile trading platform"

What is Coins and Token Sensitivity.

500

What are the 3 Requirements to approve Matter Confirmations?

What is Client, Scope of Work and Fees.

500
What is your favorite thing about AAA training?

What is everything!!!