EFT/DISTRIBUTION
Where do you find EFT's on file in the Charles Schwab custodian site?
Move Money
Where do you find client information such as their phone number, address, and email?
Household Tab -> Contact Tab
What year was the Declaration of Independence signed?
1776
What was the highest grossing movie of all time?
Avengers: Endgame
When was Fisher Investments founded?
1979
Where do you check to see if a distribution has been released on UBS?
Transactions Tab
Where can you find all of the accounts for one household?
Financials tab in the household.
What year did the French Revolution start?
1789
What is Thomas Edison's most famous invention?
Lightbulb
What average age is our clients?
67
Where do you find EFT information on Pershing's website?
Profile-> Standing Instructions
When you receive signed paperwork back from a client and funds are not available, what status do you put the pizza tracker to?
PMG Sub-Process
Who is considered the father of Physics?
Galileo
After how many personal fouls is a player ejected from an NBA game?
6
When did Fisher investments reach 100,000 clients?
2021
For Inherited IRA accounts, on the UBS IRA distribution form, what box needs to be checked?
Where do you see the document preference in the case? (email, mail, etc.)
Doc Handling
What year was Facebook created?
2004
What is the smallest state in the United States?
Rhode Island
Name 3 different accounts Fisher Investments manages?
IRA's, 401k's, Trusts
For Fidelity Accounts, can you establish an EFT and take a distribution with the same form?
What form would you use?
Yes.
Distribution Form.
Where do you submit a cash raise in Salesforce?
Household-> New PMG Requests-> Cash and trade Request
Which country hosted the 2016 Olympics?
Brazil
What is the name of the smallest ocean?
Arctic Ocean
During 2008-2009 what mode was the firm considered to be in?
hint: (market crash)
"Protect the Core"