This is where you find fund manager information for a specific mutual fund?
What is management tab under mutual fund research tool (click on specific fund)
100
This tax form reports income dividends and capital gains distributions from your taxable mutual fund accounts and exempt-interest dividends from tax-free bond funds and money market funds.
What is form 1099-DIV
100
A fund that invests in equity securities.
What is a stock fund
100
An exception to get into a closed fund.
What is transfers of ownership, RMDs, and 401(k) Rollovers.
200
Where do you find dividend and capital gain distribution history information? (TRP website)
What is distribution history under performance tab for specific fund.
200
This tax form reports redemptions and exchanges from your non-money market, non-retirement accounts for the year.
What is form 1099-B
200
A fund that invests in debt securities.
What is a bond fund
200
This rates mutual funds from 1 to 5 stars based on how well they’ve performed in comparison to similar funds.
What is Morningstar
300
Where on the customer web view, would you find Morningstar?
What is personal or preferred services dropdown box. (Below Welcome back)
300
This tax form reports distributions from retirement or profit sharing plans, IRAs, insurance contracts, and IRA recharacterizations.
What is form 1099-R
300
A fund that is also known as a lifecycle, dynamic-risk, or age-based fund.
What is a target date fund (TDF)
300
List the 6 TRP closed funds
Capital Appreciation, High-Yield, Mid-Cap Growth, Mid-Cap Value, New Horizons, Small Cap Stock
400
Where are contribution and investment checks (purchases) that clients send in located?
What is AWD2
400
This form reports tax information on distributions from your qualified education programs.
What is form 1099-Q
400
A fund that is open-ended and invests in short-term debt securities such as US Treasury bills and commercial paper.
What is a money market fund
400
Fees that consist of either ½%, 1%, or 2% (90days)
What is redemptions fees
500
This is how you allow another s/h to see your online account on their own online account.
What is Grant View Access
500
This form reports contributions, including any catch-up and rollover contributions, and the fair market value of your IRA.
What is form 5498
500
A fund that provides investors with a portfolio of a fixed or variable mix of the three main asset classes – stocks, bonds, and cash equivalents – in a variety of securities.