Show:
SOX
Dodd-Frank
AICPA
TN
General Ethics
100
The year Sarbanes-Oxley was passed.
What is 2002?
100
The council that was put in place as a result of Dodd-Frank.
What is The Financial Stability Oversight Council?
100
The two types of independence.
What is independence in fact and independence in appearance?
100
Compensation for recommending or referring any product or service to be supplied by another person.
What is commission?
100
The number of stages in Kohlberg's developmental cycle.
What is 6?
200
The organization that was formed with the goal of monitoring public accounting firms.
What is PCAOB?
200
Title 1 is about this.
What is Financial Stability?
200
This is how often the Code of conduct is updated.
What is annually?
200
The other document the independence report relies on.
What is The AICPA Code of Conduct?
200
The ethical system that chooses whatever causes the greatest good for the greatest number of people.
What is utilitarianism?
300
The section of SOX that is a assessment of internal controls.
What is Section 404?
300
The year Dodd-Frank was passed.
What is 2010?
300
"To maintain and broaden public confidence, members should perform all professional responsibilities with the highest sense of integrity"
What is the integrity principle?
300
The amount of time a CPA has to notify the board of a name change or other personal information.
What is 30 days?
300
The disclosure of by an organization's member(s) of illegal, immoral or illegitimate practices."
What is whistleblowing?
400
The amount of time a partner can be the partner on an engagement before having to rotate.
What is 5 years?
400
The office that subtitle B created.
What is the Office of Financial Research?
400
When practicing independence, an accountant must have this mindset.
What is professional skepticism?
400
The amount of time a CPA has to keep work papers.
What is 5 years?
400
The perfect combination of these three conditions generally lead someone to do wrong.
What is the Fraud Triangle?
500
The section that addresses conflicts of interests.
What is section 206?
500
The event that caused Dodd-Frank.
What is the Great Recession?
500
The date the AICPA Code of Professional Conduct became effective.
What is December 15, 2014?
500
A licensee shall not do anything that adversley affects the public opinion of the profession.
What are discreditable acts?
500
The Josephson Institute of Ethics identifies these virtues in the foundation of ethical decision making.
What are the Six Pillars of Character?