General Info
What does CCT stand for?
Confirmation Central Team
What does CBL stand for?
Central Bank List
Where do you source the information you populate on the blue side of the AVT? (2 answers)
ET Docs: PY information, bank listing, bank request template
What is the source of the Financial Institution Column in the monitoring sheet
Financial Institution Column in AVT
How many times do you have to input the bank details in the letters?
Mention at least 3 types of confirmations
Kat / Ger to assess
List individuals that you should copy when sending trigger email / other comms to ET
TL, QC, Buddy
What do you do when the bank is not in CBL?
- Validate via call or email and tag as Note 4 (Validation in progress)
True or False.
Banks using Confirmation.com should also appear in the manual tab of monitoring sheet
False
What is the formula for the PWC Reference Number?
WR#-Control#
Provide at least three information that should be included on the bank listing
Kat / Ger to assess.
What is the protocol on providing deliverables to ET/SH when aura is not available?
Log for approval with Ms. K (google sheet), deliverables can be provided via email.
Or upon ET/SH's initiative, via GDrive.
On what side of the AVT is it okay to leave blanks?
Yellow side
How do we list the confirmations in the monitoring sheet (general rule)
Per bank per entity basis
What sections in the letters do we input the account numbers?
Sections 1 and 2 (General)
Where do you request aura access?
EMW - Engagement Management Website
What is the standard formatting of dates in RLTs
dd/mm/yyyy
Mention at least three formatting rules on the AVT file
Kat / Ger to assess.
3 Formatting rules of CBA
Arial / Calibri
12
BSB last 4digits
What are the three different types of dates in the letters? Differentiate each.
- Date of letter
- Required by date
- Confirmation date
Mention three things that should be done once a WR has been assigned to you
- Validate and assign
- Trigger
- Check charge code
- Aura access
What does RLTs stand for?
Request Level Task
What does AVT stand for? And why is AVT important?
- Address Validation Testing
- Kat / Ger to assess
How to identify if 2 signers are required
*Kat / Ger to assess
What are the three main parts of the audit request letter?
Cover Letter
General
Treasury