Access/Security
Authority
Cash
Vault/Wire
Compliance/Negotiable Instruments
100

In the joint access vault, these are secured with 2 signatures and the date.

What are Keys and Combos

100

(Manager Only) - Checking for restraints and signing the back of the item with only your initials if you approve of transaction.

What is Manager Override.

100

Top Teller Drawer limit and Bottom Teller Drawer limit

UB -  Top Drawer: $4,000 Bottom Drawer: $10,000

Vault Custodian - Top Drawer: $4,000 Bottom Drawer: $15,000.

100

Bills located in the vault that equate to $1500 that consist of $1000 strap of $10 bills and $500 strap of $5 bills. 

What is Extortion Money

100

The Bank Secrecy Act requires all banks to report purchases of monetary instruments between $3,000 and $10,000 using cash.

What is MIL

200

This report should be the first activity worked in the morning to assure all documents have been scanned and uploaded.

What is Pace Report

200
During Subject to Count, this form is required to be filled out. 

What is BR-930

200

Wire Transfers over $250 thousand requires this.

What is a 2nd Approval.

200
  • Improve detection and investigation of criminal violations by mandating that banks report currency transactions over $10,000

What is CTR

300

Before closing the branch for the day, the branch should be inspected for who before locking the doors of the facility?

Who are Customers

300

When your teller cash drawer is over its limit, any exceeding cash should be stored here. 

What is Teller Locker

300

Authorized to complete wires within the branch

Who are All Branch Members. 
300

This deters money laundering and maintain financial records.

What is CTR
400

What should not be visible after closing activities are completed?

What is:

Cash/Negotiable items/Keys/Combos/Customer Information

400

This system is used to order cash for the branch and not for customers requesting to place large money orders.

What is ICOM

400

This System is used to employ safeguards which automatically identify irregularities during the process of clearing items. It should be checked twice a day (we do it every 2 hours)

What is WEB OD