WHERE AM I?
If you're here, you'll find corporate policies, legal analyses, and individual business segments' standards.
What is The Source?
This type of compliance test assesses the design of compliance control(s) and is evidenced through a review and discussion of information, e.g., the inclusion of required disclosures within correspondence templates.
What is an Inspection and Analysis test?
This typically daily meeting of team members assigned to a particular test topic should occur throughout test execution.
What is a stand-up?
We work with these partners regularly throughout testing to ensure mutual understanding and agreement on issues noted during testing.
What is Operations?
This 2008 meme of a smug-looking beach baby clenching a fistful of sand may be used as a gesture of self-congratulation.
What is Success Baby, Success Kid, or 'I hate sandcastles'?
Here you'll find the final collection of testing background, instructions, and results.
What is a test script?
This type of compliance test is used when assessing a manual compliance control that is expected to occur in set intervals, or an automated control that is expected to occur based on a defined event.
What is a control test?
This web application is utilized to track the incremental progress of compliance tests and their individual parts and should be updated as soon as tests are picked up, ready for review, in review, fully executed, etc.
What is Jira?
Our partners in this area within our segment are largely responsible for querying databases to provide populations for testing?
What is (Data Science and) Analytics?
This memeified critter whose real name was Tarder Sauce was a real scrooge with a potent frown. She died in 2019.
What was Angry Cat?
Supporting documentation for compliance testing results is retained in this higher-level folder.
What is 200 Testing?
If the same finding, observation, or comment/note occurs frequently within a given test, or an issue's description is lengthy, this may be used.
What is a tick mark?
What is a (performance) feedback form?
This team provides feedback and approves our team's results memos and readiness assessments.
What is CMT?
These meme from 2006 features an older, bearded, debonair man and began as an advertising campaign for what beer brand?
What is Dos Equis?
This place is where risk acceptance submissions are tracked.
At the conclusion of a compliance test, this discussion of successes and opportunities may occur between Reviewer(s) and Tester(s).
What is a retrospective?
Upon concluding any population refinement or sub-division, this tab within the applicable compliance test should be updated with a description, which may include referring to IDEA for more information when steps were many or complex.
What is the populations and samples (Pops & Samples) tab?
This team makes up the third line of defense within the company's compliance management system (CMS).
What is Internal Audit/Audit Services?
This meme that spun off of the phrase 'One does not simply walk into Mordor' originated from a scene in this 2001 movie.
What is Lord of the Rings: Fellowship of the Ring?
This SharePoint list is home to remediation validation activities after memos have been approved and finalized.
What is the CT Results Tracking Log?
This is the term used to describe the segmenting of a population into smaller sections from which samples will be selected.
What is sub-division?
When it is determined during testing that a sample is invalid and must be replaced, these two documents must be updated such that they remain in alignment with one another.
What are the test script and sample file?
This team is responsible for the maintenance of corporate and business line compliance documentation.
What is Compliance Documentation Oversight?
What is 'This is fine'?