WWWD?
Submit this request to AdvisoryLYNC to have brokerage accounts added to Envestnet client profile
What is ROS - Reporting Only Services?
This unit handles HSA brokerage accounts
What is Premier Brokerage services?
LBE, PWA, Shared, Solicitor and Premier are all types of this
What are Synovus Referral Programs?
The ERISA Questionnaire is NOT needed for these types of retirement plans
What are SIMPLE, SEP, or any plan for an individual?
These two words join together to form our Company name
What is "Synergy" and "Novus"?
Use this feature for client electronic submission of SIMPLE Contributions
What is SMPL Plan Manager Contributor?
This is the client phone number to contact premier brokerage services
What is 1-877-804-1610?
Use this form to add a referral to existing accounts
What is the Account Maintenance Form?
Reps take Discretion by checking 3(38) on the ERISA Questionnaire for these 401(k)s
What is None? (Because reps can’t take discretion)
The first chartered name of the company that is now known as Synovus
What is Third National Bank?
Located on Insite Training & Best Practices tab in Docupace QRG folder, this guide outlines the proper completion of applications
What is Account Requirements QRG?
Premier Brokerage Financial Advisors are licensed to do business in this # of states
What is all 50 states?
Report used to view detail of compensation generated
What is Rep Commission Statement?
Form that must also match the suitability section on applications
What is the ENDF?
Chairman, CEO and President of
Synovus
Who is Kevin Blair?
This kit is completed then submitted for signatures. It requires the Legal Plan and ERISA documents. The Account is opened AFTER being submitted to DP
What is a KEOGH/SOLO 401K?
The minimum asset requirement to refer to Premier
What is zero or no minimum?
This type of referral requires management approval
What is a Shared referral?
Most commonly overlooked document for a 529
What is 529 Tax Deduction Calculator?
Synovus Securities was founded in this year
What is 1985?
Effective June 1, 2023, this updated tool must be utilized for new proposals and Modify Strategy (Goal Mods) with proper launch from Envestnet to Docupace
What is Next Generation Proposal?
Required form to refer accounts to Premier
What is Premier Account Referral and Incentive Form?
This person with legal rights to receive commissions is Not Employed by Synovus
What is a Solicitor?
Form required if source of funds is a liquidated mutual fund
What is the Packaged Product Switch Form?
Name one of the company leaders who worked closely with the mill employees to manage the process of the Savings Accounts after the Mill Girl's money was caught in the machine
Who is William Young, G. Gunby Jordan or W.C. Bradley?