You Don't Know Me!
Secondary (LexisNexis) information such as phone number, address or name variations
What is CPIM?
Another term for the negative news search string used in LexisNexis
What is Boolean?
This is required for all credit card account reviews.
What is the FDT tool/tab (for authorizations)?
Utilizing these can aid in preventing errors.
Checklist, job aid/IVM, investigative flow sheet, 4 for Score.
This type of alert rule is: the Rule Description from the child alert(s)
What are Bank Alerts?
A six-digit numerical code used to classify businesses by industry in the US, Canada, and Mexico
What is NAICS?
A term commonly applied to the process of documenting evidence of facts provided.
What is Say It, Show It?
This is the most common missing element resulting in a critical error.
What is enterprise wide review or missed accounts?
This must be discussed along with reported activity. Example: purchases, payments, authorizations and WHAT?
What is surrounding activity?
This is any review not created by SAM ingested rules
What is Manually Created Alert/Referral/Review?
Internally, it is where we may identify business owners who are not signers.
What is the CDD tab in iCAN?
If PHT, this additional LexisNexis report is required
What is the SmartLink Person Report?
In P2P, this the most commonly overlooked required customer review?
What is an internal counterparty?
The SAR Data Quality will search for exceptions every two hours when a case is in THIS step.
What is Manager Review? (the most common errors found are missing product type and missing instrument type)
This type of alert is recorded as Rule ID - Description (without threshold).
What are Card Alerts?
CPIM variances are found across these two sources.
What are iCAN and LexisNexis?
These must be searched separately with the words Escort and Ad
(For PHT) the phone number and email address?
All No Filed supplemental reviews, at minimum, require review of these.
What are previously reported accounts?
If guidance includes quotes, these are required to be word-for-word in ActOne
What are notes?
For Supplemental reviews, the rule is: 90-day Supp Review + THIS
What is any new ingested alert triggers?
What is income?
This is the format requirement for Research document attachment PDF
What is Portfolio Mode or Portfolio View?
Doing this will prevent attaching the wrong documents to a case.
What is Take 4 for Score?
Providing this data in described account activity for each account creates add'l room for error(s).
What are separate date ranges and totals for each transaction type?
This is the limit to the number of rules we can provide in the UIF.
There is no limit to the number of rules we can list in the UIF.