ENC/CRC/NCC
FA wants to pay for an event that will cost more than $1,500. No market materials necessary.
What is an ENC?
Spousal Signature is required on Retirement Forms when.
What is a non spouse primary beneficiary when they are married and community property state/spouse is not 50% plus primary beneficiaries?
A client, who stills has their maiden name on their social security card, gives you their marriage certificate to clear the PAT ACT SSN verification on the account.
What is you are unable to accept? (You will need their SS card as well)
The part of the human body that can not heal itself.
What is teeth?
This Manager is Dog Mom to Stella and Dottie
Who is Kristy McGee
FA is partnering with a wholesaler to hold a dinner for 10 of their top clients. They were verbally invited by FA.
What is a NCC?
The LSP can replace what forms.
What is the AAA, W9, IRA adoption agreement, Margin and SAC?
This document is needed along with an LOA to remove a living joint account owner.
What is a release and hold harmless form?
This animal is 30 times more likely to get hit by lighting than humans.
What is a Giraffe?
This person likes to be called the Banking Boy
Who is Grant?
FA wants to send out seminar invitations to clients.
What is a CRC?
When submitting the older version of the ACAT form this is needed in the comment section.
What is answer whether it is a FA recommendation, FA Education or Client Independent election? (FYI form expires on July 19th)
Account application form can not be used for this purpose.
What is updating address on an account?
A dentist invented this sugary treat.
What is cotton candy?
This Manager has 2 teenage daughters
Who is Lisa Haygood
FA is holding a seminar for 40 clients with a wholesaler. Invitations will be sent. The FA is contributing $2,000 for the seminar and the wholesaler is paying for the rest.
What is CRC, NCC and ENC?
The department that can see an attachment in workflow. (NNA or SRU)
What is SRU?
Client wants to sign a form electronically outside of docusign/esign.
What is they are not allowed to sign outside of firm system?
This country has the shortest commercial flight, lasting only 57 seconds.
What is Scotland?
This Manager volunteers at their Church nursery on Sundays
Who is Julie Overton
A wholesaler is throwing an event and instructs your FA to invite their top 25 clients. Event will use a presentation along with bios of the speakers.
What is NCC and CRC?
When a living trust reports to a Social Security Number grantor trust indicator should be set to.
What is the trust indicator should be set to YES?
Client gives you a telephone bill from 6 months ago for the verification of the PAT ACT address.
What is you are unable to accept due to it being over 90 days old?
It is illegal to die on an island off the coast of this country.
What is Norway?
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Who is ?