Product Knowledge
Capital Group partnered with this agency to offer the CollegeAmerica plan
What is Virginia529
Utilize this system to view the owner of a Custom Portfolio.
What is SHARE?
In general, these individuals have full access to an account once account access has been received.
Who is the investor/account owner, the financial advisor, and the advisor's assistant?
What is Check Writing?
The fund number for Fundamental Investors C-shares.
What is 310?
An investor who submits a joint tax return, can make no more than this amount to make a full contribution to their Roth IRA.
What is $193,000?
This was used by phone associates and processors prior to SHARE and ACE.
What is TA2000?
These four pieces of information are needed before providing account information.
What are caller's name, their relationship to the account, the account number, and the last 4 digits of the SSN on the account?
This option allows investors to purchase up to $100,000, per investor, per day.
What is ACH Purchas?
These three things are guaranteed with a signature guarantee stamp.
What are the signature was genuine, the appropriate person was signing, and the signer had the legal capacity to sign?
An investor is required to report the information provided on this tax form to when they've made contributions to their retirement account.
What is Form 5498?
These two systems utilize the same log in information.
What is ACE and SHARE?
Erica is calling from Cash is King Check Cashing and needs to verify funds for a check presented by an investor. After obtaining the required information from Erica, what must you verify regarding the check?
What is verify the check has not been "stopped" or "canceled" and determine if any other activity would prevent the check from being honored?
The final step in the effective decision making process.
What is evaluate the outcome of your decision?
The fund name of fund 59.
What is American Funds US Government Money Market Fund?
Investors who pay for services through a fee-based relationship, are required to purchase this share class.
What is F-shares?
This resource is utilized by advisors and allows them to view clients with assets in other fund companies other than Capital Group.
What is DST Vision?
This information is needed to view the status of the investor's website log in attempts.
What is one of the fund numbers in the account and the account number?
These two qualifications apply to an account owner to be eligible to establish an ABLEAmerica account.
What is developed the onset of their disability before age 26 AND met one of the listed criteria (entitled to SSI/SSDI or can self-certify they have a condition which meets the criteria)?
Regulatory
Financial
Reputational
Operational
What are types of risk?