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Social Codes
Account Registrations
Maintenance Request
Systematics
Fun Stuff
100
005
What is Individual
100
Who is authorized to act on this account? JACK B NIMBLE CUST JACK B QUICK UNIF TRANS TO MIN ACT - MD 95 PINE RD COLORADO SPRINGS CO 80918
What is Jack B Nimble
100
Mary Sue wants to change her name to Mary Smith. She just got married. what do we need from her?
What is signed name change form with marriage cert or MSG
100
What is it called when a client wants money to come from their TRP account and go to their bank on a monthly basis?
What is systematic red ach
100
"Im gonna make him an offer he can't refuse" comes from which famous movie
What is Godfather
200
711
What is Inherited Roth IRA
200
Who is the taxable party? TWEEDLE DEE TWEEDLE DUM JT TEN 235 WABE AVE TULGEY WOOD MD 21212
What is Tweedle Dee
200
What system do we update Trading privileges
What is OCF
200
Can a client request a withholding of 5%?
What is No. has to be 0, 10, or greater than 10
200
Whats the oldest city in the US
What is St Augustine Florida
300
070
What is Trust
300
Jane Doe is the POA for John Doe. John passed away. Does Jane still have a right to act on the account?
What is NO POA expires after death
300
Can we add banking to inherited IRAs?
What is yes
300
Where would you look to see if a client has a systematic set up?
What is NT
300
What year was T Rowe Price founded
What is 1937
400
710
What is Inherited IRA
400
Are there beneficiaries on this account? SALLY J RAPHAEL T O D 7515 W RIVER RD COLORADO SPRINGS CO 80918
What is Yes
400
Who do we ask if we want to know if the client has a valid w8ben on file
What is Retail Tax Reporting
400
True or False? If a client requests a redemption ach but does not have a bank on file we cannot process the request
What is false we would default to check
400
Name 3 Grammy nominees
What is (multiple answers)
500
748
What is Traditional IRA deceased owner
500
Can either trustee act on the account independently? ANDY GRIFFITH BARNEY FIFE THE MAYBERRY TRUST U/A DTD 05/23/2009 14 MAPLE ST MAYBERRY NC 27043
What is only if the trust documents allow.
500
Name 3 situations where a MSG is required
What is (multiple answers)
500
Name all the things we would need from a client in order to set up a systematic?
What is amount, date, delivery method, frequency, account #
500
Who won the super bowl in 2016
What is Denver Broncos