Securities
Established in 1934, this entity is responsible for administering federal security laws.
What is the Securities and Exchange Commission (SEC)?
An insurer must notify the Commissioner within this number of days after terminating a producer's appointment.
What is 30 days?
This code section requires a person to be licensed for the appropriate line of authority before they may sell, solicit, or negotiate insurance.
What is 56-6-103?
This coworker once traveled to Belize as a teenager to teach livestock management to their Department of Agriculture, prefers visiting the mountains, and has a fear of clowns.
Who is Karl?
Nix v. Hedden (1893) legally classified this fruit as a vegetable for tariff purposes.
What is a tomato?
This organization is a self-regulatory body for the U.S. broker-dealer firms and their registered professionals.
What is the Financial Industry Regulation Authority (FINRA)?
This Tennessee law governs unfair or deceptive trade practices in the insurance industry.
What is the Unfair Trade Practices Act?
This code section outlines which securities are exempt from registration.
What is 48-1-103?
This coworker enjoys painting outdoor scenes, fishing, and strongly believes we should get PTO when the weather is too nice to work.
Who is Michele?
The first National Association of Insurance Commissioners (NAIC) meeting in 1871 was held in this city.
What is New York City?
This type of security is generally considered to be the safest investment because it is backed by the "full faith and credit" of the U.S. government.
What are government bonds?
Title 56, Chapter 6, Part 1 may also be cited by this name.
What is the Tennessee Insurance Producer Licensing Act of 2002?
This code section allows the Commissioner to deny, suspend, or revoke an insurance license if the producer has been convicted of a felony.
What is 56-6-112?
This coworker has lived in three states, married their significant other in Paris, and hopes to golf at St Andrews in Scotland one day.
Who is Brandon?
This country is home to the tallest mountain in the world (when measured from base at below sea level to peak).
What is the U.S.? (Mauna Kea in Hawaii at 33,500 feet)
This federal law regulates the initial offer and sale of securities to the public.
What is the Securities Act of 1933?
This is the number of pre-licensing education hours required for title insurance.
What is 30 hours?
This code section addresses notification requirements to the Commissioner upon termination of an insurance producer.
What is 56-6-117?
When this coworker is not killing their plants, they enjoy reading murder mysteries, dislikes bad elevator etiquette, and insists ice cream cake is not actually cake.
Who is Debbie?
This fast-food chain once tested bubblegum-flavored broccoli.
What is McDonald's?
Bernie Madoff admitted guilt to several federal crimes related to his decades-long scheme that robbed clients of approximately $50 billion. He was sentenced to this many years in prison.
What is 150 years?
This is the application filing fee for a travel insurance supervising entity.
What is $750?
This rule requires an investment adviser to disclose any material legal or disciplinary events to prospective clients.
What is Rule 07800-04-03-.08?
These two coworkers share a hate - naming brussel sprouts as the worst food.
Who are Devin and Renee?
This state's name is misspelled in the U.S. Constitution.
What is Pennsylvania?