Accounts/Security
The three auto options we offer to clients.
What are AWP AIP and AES?
The name of the system that powers our out-going check system.
What is Guardian?
The accounts that Foundational crew members open.
What is Individual and Joint non-retirement accounts?
The default cost basis method for vanguard mutual funds.
What is average cost?
The current CEO's full name.
Who is Mortimer J Buckley?
The two bank account registration types that have to have banks be added by form.
What are organization and trust?
This is what VV and OTP and stand for.
What is Voice Verification and One-time Passcode?
The preferred method we have clients do OAA.
What is online?
The 1099q is related to these two account types.
What is ESA and 529?
The two ext. to reach out to if you have specific cost basis or specific tax questions that cannot be answered by resources.
What are 4cost and 44tax?
This can be used for both the name change form and OATS form to meet the "additional requirement".
What is MSG?
This ID will be the primary id you will search in BPM.
What is Case ID?
The situations that we will still open a TA.
What is associated person, pledge, uhnw, account type not supported by VBA, and FIP?
the two methods clients can update their vanguard cost basis.
What is online or by form?
The 3 types of agents we offer at vanguard.
What are limited agent, acip, and full agent?
The two highest forms of phone security we offer.
What are VV and enhanced security password?
KBA retired this date.
What is Dec 2, 2019?
This type of "series" approval process has be done with every new brokerage account.
What is Series 24 (s24)?
The name of the sharepoint that Rig created as a one stop shop for tax season.
What is Tax Toolkit?
The two election options for stock dividends.
What is reinvest and transfer to settlement?
this should be used as a last resort when pulling up a client in wave.
What is full tin (ssn or ein)?
This is what NT stands for.
What is new technology?
The three type of platforms we offer(ed) at vanguard in chronological order.
What are TA, VBS, VBA?
A type of dividend in which the pay out year and the taxable year are different years.
What is spillover dividend?
the number of banks a new client (30 days or less) can have.
What is 1?