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Safety Meetings
Safety Coordinator
Safety Topics
Safety Locations
MISC
100
This happens monthly.
What is Safety Huddles?
100
SAR STANDS FOR....
What is SUSPICIOUS ACTIVITY REPORT
100
If a Customer comes in the bank and we have to update their drivers license information on the system. What else should we do with their drivers license?
What is Scan it.......
100
Beverley Bryan just received $15,000 in cash from her wonderful husband Luke for her birthday gift. She deposited $9,000 in her savings account and purchased a cashiers check for $6,000.00. Do you need to file a CTR?
What is Yes
100
Can you inform a customer that a CTR is going to be filed?
What is Yes
200
The annual safety ICBA course.
What is Office Safety?
200
Can you inform the customer that a SAR is being filed
What is NO
200
If Luke Bryan (non customer of CNB) comes in to make a cash deposit to Bev's checking account. Do we need to obtain CIP information on Luke?
What is NO
200
Sue Canoe has a certificate of deposit that has just matured for $17,000.00. She request $7,000 in cash and $10,000 in a cashiers check; would you need to complete A CTR?
What is NO
200
Do we need to pull OFAC on a brand new customer?
What is Yes
300
This safety training will continue to happen.
What is Quarterly Safety Meeting?
300
A suspected suspicious activity must be reported within ____ days of its Occurrence.
What is 30 days
300
There are four requirements that we must obtain for a new customer for CIP. The DOB, Physical Address, the ID number and ______________
What is The Name
300
Mike Schmuck comes into the bank on Saturday and deposits $5,200 in cash into Bev's checking account and $2,500 in cash into Missy's checking account. After leaving the bank he remembers that Susan is also one of his favorites so he comes back in on Monday and puts $2,500 in cash into Susan's checking account. Is a CTR required?
What is yes total of $10,200 in cash on the same days business.
300
All Records relate to maintaing BSA compliance will be retained for a period of no less than ___________ Years.
What is five
400
This has all the topics on it.
What is the safety topic training calendar.
400
SAR are completed by the ____________
What is BSA officer
400
CIP STANDS FOR.....
What is Customer Identification Program
400
Katina McCune comes in to the bank and makes a deposit of $11,000 in cash into her checking account and withdrawls $12,000 in cash from her Savings account. How should the CTR be completed?
What is $11,000 cash in and 12,000 cash out on the same CTR
400
Monetary Instrument reports are required on sales of monetary instruments sold for cash in amounts from _____________ to $10,000
What is $3,000
500
Ashley Rhiel from the United States Equestrian Association came in the bank to make a cash deposit of $10,500.00 into the United States Equestrian Association's checking account. Who's information goes on the CTR?
What is BOTH Ashley Rhiel's and Untied States Equestrian Association.
500
If Susan Springsteen from Jon's Green House comes in the bank every day in the middle of winter and makes a cash deposit of $9,500.00 into her checking account. How would you treat this transaction from a BSA Prospective?
What is... Suspicious.....Contact your supervisor or fill out an Investigative Incident Report and submit to BSA officer
500
If a drivers licenses is expired do we need to obtain current drivers license information?
What is Yes
500
Ralph Lober comes in to the bank to deposit $7,000 in cash in his checking account and withdraws $8,000 from his savings account to give to the manager of the Carrollton office for being such an awesome employee. Would you need to complete a CTR?
What is NO, To determine whether a days transactions by or for a person exceeds $10,000 you must segregate cash in transactions from cash out transactions. The Two transactions are not aggregated to exceed $10,000.
500
______________ is our current BSA officer
Who is Dennis Coy