Tax/Tax Forms
1099R
What is transfer agent, vanguard brokerage account, and vanguard brokerage services?
BPM and AWD stand for this
What is Business Process Management and Automated Work Distributor?
The name of the section in Account Maintenance that will allow you to search the ach/wire eligibility for a bank routing number.
The mailing addresses clients would mail to vanguard if sending regular mail vs registered/cert/overnight mail.
What is
P.O. Box 1110
Valley Forge, PA 19482-1110
and
455 Devon Park Drive
Wayne, PA 19087-1815?
These forms will be provided if a dividend was paid out and a redemption from a NAV changing fund in a non-retirement account.
What is 1099 B and 1099 Div?
True or False: An esa account is eligible for VBA upgrade.
What is False?
this will need to be submitted if you find a document in the Historical data search if the client needs it mailed to them.
What is a problem case?
DOB stands for this
What is date of birth?
the name of the journey that will assist with rmd conversations.
Who is Retirement?
These are the three cost basis methods that we use for Vanguard Mutual Funds.
What are spec id, avg cost, and fifo?
OAA stands for this.
What is open an account?
This is feedback given to vanguard that will get reviewed by different management teams depending on the feedback.
What is voice of client?
The person/persons to contact when a good judgement call needs to be made with caller security and resources don't define it.
Who is tl/manager?
The name of the CEO that preceded Bill McNabb.
Who is John Brennan?
The title of the infowave article that goes over taxability of a dividend payout between tax years depending on the security type in a non-retirement account.
What is "Brokerage taxes—Spillover dividends"?
In relation to new accounts the name of the requirement that asks these questions for example: liquid net worth, Annual income, reason for investing
What is New Accounts Customer Due Diligence?
What is the CRM browser?
The name of the section in acc. maint. that allows you to change a clients marketing preferences.
What is Personal Marketing?
ESG and FCS stand for this.
What is Education Savings Group and Foundational Client Services?
True or False: It is a taxable event when moving the 500 index fund from a Trust account to a joint account.
What is false?
What are individual and joint non-retirement accounts?
the length of time in days that we will destroy a original document mailed to vanguard.
What is 180 days (6months)
the phone security requirements for a New Prospect - Account not opened, no paperwork received
What is
My full name
What is Joseph Paul Husta?