James Bond
Trading Places
Equities
Vanguard
Music and Movies
100

Who is the Nation's largest borrower?

The Government

100

What is the inter-dealer market in which unlisted securities trade? 

Over-the-Counter (OTC)

100

What is the name of an investment that represents either ownership stake or a debt stake in a company?

Security


100

What year did Vanguard begin?

1975


100

What is the highest grossing film of all time?

Avatar ($2.7B)

200

What type of bonds do municipalities issue?

General Obligation Bonds

200

What is the difference between the bid and the ask?

The spread

200

An investor owns 3000 shares of a low-priced common stock. After a 1:6 reverse split, how many shares would he/she hold?

500 Shares


200

Where was the first international office opened?

Melbourne, Australia

200

First rap artists to win a Grammy.


DJ Jazzy Jeff and The Fresh Prince

300
Name the 4 Government agencies dealing with debt securities.

Government National Mortgage Association (GNMA)

Federal Farm Credit Banks (FFCBs)

Federal Home Loan Mortgage Corporation (Freddie Mac)

Federal National Mortgage Association (Fannie Mae)

300

What act created the SEC?

The Securities Exchange Act of 1934


300

A ______ is a certificate granting its owner the right to purchase securities from the issuer at a specified price.

Warrant
300

What year did Vanguard launch the Target Retirement Funds?

2003

300

What studio did the Beatles use to record 191 songs?

Abby Road

400

What is the Discount Rate?

This is the charge on loans to depository institutions by the federal reserve and is set by the federal reserve.

400

When commission brokers are too busy to execute all of their firms' orders, who do they call on?

Two-dollar brokers

400

ABC Corporation has declared a record date of Thursday, July 5, for its next quarterly cash dividend. When is the last day the investor could purchase the stock regular way and receive the dividend?

Monday, July 2

400

What is Vanguard's average expense ratio?

0.11%

400

DAILY DOUBLE


In Star Wars, who was the first character to speak?

500

Rank the bond ratings from highest (least risk) to lowest (most risk) according to Moody's Ratings.

Aaa, Aa, A, Baa, Ba, B, Caa, D

500

A customer places an order to sell 100 DEF 52.25 stop. After placing the order, DEF trades as follows: 53, 52.60, 52.20, 52.10, 52.25. Which trade elects or triggers the order?

52.20

500

ABC common stock is currently selling for $150 per share with a quarterly dividend of $1.50. Calculate the current yield for ABC common stock.

$1.50 x 4=$6/150=4%

500

What year was Jack Bogle born?

1929

500

What is the first movie in the James Bond film franchise?

Dr. No (1962)