Models / Security Sets
The minimum requirement to create a model
What is the Managed value of a 1M account with a 50k set aside and 200k of AAPL Excluded?
750k
When should advisors have MF trades submitted through FIX by?
12:45 PST
Best tool to sell securities for a loss?
TLH tool
Which Orion app should you utilize if there is a cost basis or G/L discrepancy?
Tax Center
Strategies > Models > Actions > Import History > Double click into the line item
List the order these would be purchased
IUSG - Priority Buy
SPY - Can Buy - Rank 1
VOO - Do Not Buy
IVV - Buy to Target
SPY - Can Buy - Rank 1
IUSG - Priority Buy
IVV - Buy to Target
VOO - Do Not Buy
Who is the FIX guy?
Joel RA
Best Tool to rebalance a portion of a model
Focus Rebalance
Who took the most engagements on the team in 2022?
Pranit Singh - 741 calls
3735 chats
Where can I see what sub models everyone in the DB is assigned to?
Sub Model Usage Export. Strategies > Models > Actions > Sub Model Usage Export
My security isn't syncing to Eclipse, it's Eclipse Enabled and I ran a sync. Why isn't it syncing
Excluded from Rebal on the Orion side
How do we check if an order went through FIX?
FIX messages or custodian set up
What must I do so the rebalancer trades everything regardless of the current tolerance?
Ignore tolerance bands
If an advisor calls in and we can't see their screen how can we ask for access?
Have the advisor hit control Y and enter in the 5 digit code
What does the Namespace function allow advisors to do?
Allows advisors to have the same name of sub-models while still keeping everything separated.
Name two reasons why an advisor would use an alternative security
1. Benefits of different securities in different tax types
2. Benefits of different securities at different custodians
3. Trade Mins
Replication path for resetting Rejected Block?
Closed Blocks > Order Status = Not Sent > Right Click and delete the Block > Reprocess as Normal
What happens if an advisor runs a portfolio level sleeve rebalance and deletes one of the trades?
It deletes all the trades
What would happen if a client has 5k in sweep cash and 10k in MM SWVXX and SWVXX is marked as cash.
Client makes 10k buy of AAPL
Account will be negative 5k since the system wouldn't sell 5k of SWVXX since its not a sweep asset
Preference you should look for if Alternative securities aren't showing up in the trade log
Allow Security to be target and alternative
What will happen if I have unassigned securities marked as Do Not Sell and I run a rebalance?
It wont be intolerance and it wont buy anything since unassigned securities marked as DNS = dead weight
The Markets closed and an advisor has a partially Filled Block in the Blocks tab. How do they send allocations and get a new block ready to go for when the market opens?
Right Click Allocate Orders > Continue > Crosshair icon > check box for new block > Auto allocate pro rata > Allocate > Actions Save > Submit
If a firm has multi account portfolios, how do they prioritize location optimization over tolerance?
Priority ranking, can override in preferences or 2nd step of rebalancer.
How do you find the issue in a quick trade import?
Hover over the red highlight and it tells you