General PCPG Knowledge
What is 3?
Name change, address change, financial disclosure, etc.
What must you do if you have a brokerage account held outside of Equitable?
Report through PBA
What is the enforcement arm of FINRA?
SEC
What is the most common letter in the alphabet?
What is 'E'?
What is the name of the program in which PCPG FPs support Field Advisor practices?
What is Advisor Assist?
What must you do if you receive a $50 gift card from a client or advisor?
What is report as Gifts & Entertainment (G&E) in pinpoint?
Besides LinkedIn, what other social media platform is permissible if approved?
Business Facebook page
Which regulatory agency makes and enforces rules about insurance products and practices?
State Insurance Department
What has been declared the 'new global health emergency'?
What is monkeypox?
Who is your point of contact for Licensing/Registrations?
Who is Jim Cotter?
What must you do if you receive compensation outside of Equitable?
What is report an OBA in pinpoint?
When a client calls into the queue, how do you verify the client/owner?
At minimum, last 4 SSN and DOB
What is a ETF that focuses on socially responsible investments?
What is an ESG fund?
What is the #1 movie in the domestic box office for 2022?
What is Top Gun?
What is the communication that is sent weekly that contains compliance and licensing updates?
What platform does your LinkedIn profile must be approved and synced to?
What is Hearsay?
What do you need before you can sell a product in a state?
Must be licensed, appointed, completed product training
How much is the S&P 500 down YTD?
What is 16%?
Name two performers from the 2022 Superbowl
Dr. Dre, Snoop Dogg, Eminem, Kendrick Lamar, and Mary J. Blige
What is the ticker symbol for Equitable Holdings?
What is EQH?
When must an email be sent secure?
When PII information is in the trail of the email
When may you make a discretionary trade?
Never
What the key differentiator between a brokerage account and an advisory account?
How the client pays for fees
What is the highest grossing Broadway show of all time?
What is the Lion King?