Policies
This should be done every Tuesday morning
What are omni cases?
What is standing phone instructions?
This account gives you tax deferred growth
What is a traditional IRA?
a nonprofit organization created by Congress to help you recover your securities and cash if your brokerage firm fails
What is SIPC?
What is authentication?
This is the preferred way for clients to complete onboarding documents
What is digital account opening?
this was extended and can help in adding value during client conversations
What is the PA Cash offer?
using the losses from the sale of one investment to offset gains made from the sale of another investment, lowering the federal tax owed that year
What is tax loss harvesting?
This must be disclosed on the advice and guidance if client is moving over 401k
What is the 401K disclosure?
This fee is $75
What is the account termination fee ?
an investment program funded by shareholders that trades in diversified holdings and is professionally managed
What is a mutual fund?
a value add that can be established on Chase.com but is preferably added during onboarding
What are beneficiaries?
This must be said on each client interaction, phone or zoom
The client must be present on the phone for this transaction - cannot be done online @ Chase.com
What is a money transfer out?
this is a valuable tool in your everyday work
What is Tims One Note ?
This account provides tax free growth
What is a Roth IRA ?
You are unable to list your JPMorgan email in the following place:
What is social media?
The client has this timeframe to fund the account before it terminates off of the managed platform
What is 180 days ?
a basket of investments that trade as a group on an exchange, similar to a stock
What is an ETF?
After you turn 65, you can use these funds for anything you want, but you'll need to pay ordinary income tax on the funds
What is an HSA?