Easy
Trivia Question: What two primary colors make the color green?
Blue and Yellow
what is a tomato? a FRUIT or a VEGETABLE?
a fruit
What is R in SMART?
Realistic
True or False:
All firms regulated by the FCA including those firms that only advise on mortgage and protection products should not be aware of the AML rules.
False. Should be aware
True or False
The aim of consumer duty is to...
Communicate and engage with consumers so that they can make effective, timely and properly informed decisions about financial products and services and take not responsibility for their actions and decisions
False
NOT
Trivia Question: What was the first Disney animated film based on the life of a real person?
Pochahontas
Trivia Question: How many years must pass before you can celebrate as a centennial?
100
What do you mean by IDS?
Identify Discuss, Solve
3 Stages to laundering money.
Placement -> Layering -> _____
Integrity
Integration
Inoculate
Integration
The Consumer Duty Rules came into effect on ___
31.07.2023
31.06.2023
31.05.2023
31.07.23
Trivia Question: Babies have more ____ than adults
Bones
You are in a pen with a variety of different animals. There are 600 legs in the pen. You take out 3 cows, 2 sheep and 5 chickens out. How many legs are left?
570
We have three (3) meeting pulse.
1. Weekly Level 10 meeting,
2. Quarterly meeting, and
3. _______ .
Any of these:
Annual
Annual Meeting
Annual Traction
True or False
Identification Requirements:
•ID is usually in the format of id of the person i.e. passport details, drivers' license and id for the address i.e. home visit, utility bill not older than 6 months (and not a mobile phone bill)
not older than 3 months
True or False
A ‘vulnerable client’ is defined as ‘someone who, due to their personal circumstances, is especially susceptible to harm, particularly when a firm is not acting with appropriate levels of care’
True