Documents
eDelivery
What allows a Reg BI account to be opened seamlessly?
New accounts will be blocked from approval until the Acknowledgement Form is scanned to the account.
What happens when there is not a digital connection?
Approx 115
How many pages are in the CRS and Reg BI Disclosures Form?
2 Hours
What is the approximate time to open a new account utilizing electronic delivery of disclosures?
Prior to or at the earlier of account opening or the time of a recommendation.
When does an FA need to deliver Form CRS and Reg BI Disclosures to clients and prospects?
Enter prospects into 3D/Salesforce
What can FAs do to prepare for Form CRS Delivery?
2-4 weeks
How long it will take to open a new account for Paper Delivery Process?
3D Analytics Hub
Where can I make a list of eDelivery enrollments?
1.5 Pounds
How much does 115 pages weigh?
Enroll 80% of your clients in MSO
What is the easiest way to appease your CBSO?