Sports
SM State Capitals
History
Movies
Supervisory Potpourri
Potent Potables
"sm" words
100

The Chase logos are displayed on the ice and the court at this venue, home of the Rangers and Knicks.

What is Madison Square Garden?

100

James Hanafin

What is Boston?

100

In 2023, JPMorgan Chase purchased this bank following a run on deposits after the collapses of Silicon Valley Bank and Signature Bank.

What is First Republic Bank?

100

In this 1987 Oliver Stone film, corporate raider Gordon Gecko teaches his protégé, Bud Fox, how to obtain and illegally profit from Material Non Public Information.

What is Wall Street?

100

This sub-segment of the the London Main Market, has lower listing standards and is not approved or exempt from the JPMorgan Penny Stock Policy.

What is Alternative Investment Market (London AIM)?

100

J.P. Morgan was said to enjoy this cocktail at the end of the trading day, made with whiskey, vermouth, orange bitters, over ice.

What is a Manhattan?

100

A sharp slap, typically given with the palm of the hand.

What is smack?

200

Chase Center in San Francisco is the home of this NBA franchise.

What is Golden State Warriors?

200

Ethan Kose

Harrisburg

200

Paving the way for Commercial and Investment Bank mergers, including the one that created JPMorganChase, the Gramm-Leach-Bliley Act was signed into law by this US President in 1999.

Who is Bill Clinton?

200

Eddie Murphy and Dan Aykroyd swapped lifestyles in 1983 when 2 wealthy commodities investors attempted to trade on MNPI but end up losing everything on frozen concentrated orange juice futures.

What is Trading Places?

200

FINRA defines "marketing" as any material sent to 25 or more clients, but JPMorgan ecomm policy states that any document sent to this number of clients (or more) must be Nexus approved.

What is 2?

200

In 2010, Jamie Dimon was quoted as saying "If we made the wrong decision, I’ll go home, I’ll have a couple of..." these drinks, the classic version of which is made from gin, vermouth, an olive, and a lemon twist.

What is a Martini?

200

A deep fissure in the earth or a profound difference in viewpoints.

What is chasm?

300

Chase has sponsored the US Open since 1982.  While Wimbledon is played on grass and the French Open on clay, both the US and Australian Opens are played on this surface.

What is Hard Court?

300

Robert Valencia, Donna Helm, Jeff Lee

What is Tallahassee?

300

During the first of his 4 terms as US President, Franklin D. Roosevelt signed the Glass-Steagall Banking Act into law, creating this agency to help restore the public's faith in the banking system by insuring deposits against bank default.

What is Federal Deposit Insurance Corporation (FDIC)?

300

This 2011 film starring Kevin Spacey and Paul Bettany, depicts investment bankers trading ahead of their clients to avoid losses in Mortgage Backed Securities, as occurred in the 2008 financial crisis.

What is Margin Call?

300

"Check My Designations" is among topics available in 1 click from this virtual compliance officer.

What is ViC? (go/ViC)

300

An Old Fashioned cocktail is traditionally made with whiskey, sugar, bitters, muddled orange and this fruit, similar to the name of an SM Team Lead.

What is a cherry?

300

A loose garment worn over a child's clothes to protect from splatter while painting.

What is a smock?

400

Bank One Ballpark aka "the BOB" was home to this MLB team until 2005 when it was renamed Chase Field, following a merger.

What is Arizona Diamondbacks?

400

Courtney Eberhart

What is Atlanta?

400

During the 2008 Financial Crisis, JPMorgan Chase helped stabilize markets by acquiring Seattle-based Washington Mutual as well as this failing investment firm.

What is Bear Stearns?

400

Leonardo di Caprio starred in this 2013 film that depicted a penny stock pump & dump scheme, market manipulation, and other financial crimes.

What is The Wolf of Wall Street?

400

This list reflects securities of issuers that have been exempted from the definition of penny stocks, per the GWM Penny Stock policy,

What is the Fallen Angels list?

400

Similar to the Mimosa, a Bellini is made with Prosecco and this fruit, for which the state of Georgia is known and nicknamed.

What are peaches?

400

A visible suspension of carbon or other particles in air, typically one emitted from a burning substance.

What is smoke?

500

In 2024 JPMorgan Chase acquired the naming rights to this MLS club’s stadium.

What is Inter Miami?

500

Crystal Jackson

What is Trenton?

500

In 2007, the NASD merged with the member regulation arm of this organization to create FINRA.

What is the NYSE?

500

This 2015 Christian Bale movie, follows Scion Capital as they uncover and profit from the housing bubble that triggered the 2008 financial crisis.

The movie is known for clever explanations of sophisticated financial instruments such as CDO's and Mortgage-Backed Securities.

What is The Big Short?

500

In January 2025, Gary Ost presented an update to the supervisory process for reviewing one of these, which can be used to show assets held away.

What is a CAR? 

500

While most of this beer is actually brewed in Pennsylvania, you can still try some on the brewery tour, just a 10 minute drive from 50 Rowes Wharf in Boston.

What is Samuel Adams Boston Lager?

500

An economic and political system in which a country's trade and industry are controlled by private owners for profit.

What is capitaliSM?

600

In 2022, JPMorgan Chase became a founding partner of this Formula 1 event, which quickly became the most watched Formula 1 race in the US, with over 3 million television viewers.

What is the Miami Grand Prix?

600

Brad Kimpton

What is Columbus?

600

JPMorgan Chase merged with this Chicago based bank in 2004, creating the second-largest US bank at the time and placing Jamie Dimon in charge.

What is Bank One?

600

13 years prior to The Wolf of Wall Street, Ben Affleck, Vin Diesel and Giovanni Ribisi starred in this movie, which fictionalized Jordan Belfort's real life firm, Stratton Oakmont, to "J.T. Marlin."

What is Boiler Room?

600

The NFA confers this title on those who complete their swaps proficiency exam, possibly the most generic title in the financial industry.

What is an Associated Person?

600

Named for a Spanish city, Agua de [this] is a refreshing cocktail made with orange juice, cava, gin, and vodka, and also shares a name with a Floridian SM.

What is Valencia?

600

A small blue gnome-like creature from a popular Saturday morning cartoon, originally a Belgian comic series.

What is a Smurf?

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