It's Electronic!
The financial advisor is required to complete the Account Transfer form (A2) for this transfer type.
What is a Position Transfer Fund?
Account transfers approves and processes ACAT requests in this many days.
What is 1-3 business days?
Account transfer requests can be submitted using this tool.
What is the account transfer tool?
To avoid a NIGO, this supporting LPL document is acceptable for wet signature verification on outgoing transfer requests.
What is the F67?
This number of planets have a circumference larger that Earth's.
What is 4?
Account transfers must be this in order to be an ACAT.
What is in-kind?
This will cause a transfer request to take longer than normal SLA due to either one of these two things.
What is inaccurate or incomplete information?
This account transfer request must begin at the contra firm.
What is an outgoing account transfer?
To process an out-going non-ACAT for qualified accounts, this must be on file.
What is an LOA?
This person founded the Red Cross.
Who is Clara Barton?
If ACAT instructions include this, LPL will not be able to process the request.
What is liquidation?
The financial advisor will receive a notification via this when the incoming account transfer has been completed.
What is ACT?
The account transfer tool will generate this if the contra firm requires their own paperwork.
What is a cover sheet?
If the contra firm statement is older than this, it is considered invalid.
What is 12 months?
Fireworks were created in this country during the seventh century.
What is China?
Debit balances can be transferred via the ACAT system as long as they have this.
What is securities to offset the balance?
The FSP can confirm an incoming account transfer completion by checking this screen in BETA.
What is the TARS screen?
The end client will need to complete this for an outgoing ACAT request.
What is the contra firm's paperwork?
The request will be considered NIGO'd if the contra firms does not accept __________ and the F2 was submitted via ________.
What is Electronic signatures and DocuSign?
Identify the prepositional phrase in this sentence; "I like the movie about the princess."
What is "about the princess"?
These 2 items are required on contra statements for in-kind transfers of mutual funds.
What are the CUSIP and TICKER symbols?
Financial professionals can track the status of multiple transfer requests by doing this in Client Works.
What is running an Account Transfer Report?
Review this form for proper delivery instructions.
What is the F2DI?
This doesn't happen automatically for outgoing non-ACAT, but the client can request if for up to one year.
What are residual sweeps?
The sentence, "she has a heart of gold" reflects this type of figurative language.
What is a metaphor?