Cash Controls
What is the Audit Tracker
How many of the business accounts opened require managment review?
What is ALL business accounts.
What is the customers name DBA name of business.
What is our preferred method of identification?
What is card swipe and PIN
How frequently should we be testing the all clear signal?
What is quarterly
What is main vault door, safe deposit door and night depository vault.
What is Weekly
What comes first in the title for a sole proprietor using a tax ID number?
What is the Name of the business
Can also choose to add DBF, then name of owner on 2nd line.
What must be performed when an unknown customer does not have their debit card and wants to withdraw $2000.00?
What is Enhanced Authentication
When are disclosures supplied to a customer?
What is before the customer signs the signature card.
What is 24 hours.
When must documentation be imaged after an account is opened?
What is within 30 days.
How would you title an Uber Drivers sole proprietorship account?
What is cusotmer's name followed by Uber Driver.
Where are the Enhanced Authentication questions recorded for teller transactions?
What is the front of the paper ticket or check.
When must identification be placed under the UV light?
What is whenever provided by a customer
When preparing cash and the bag for shipment, what must be stamped?
What is money bands and the money bag with the branch address stamp.
What two parts must be completed on the Attestation Form?
What is the significant controller and beneficial owner(s).
Which bank document outlines who in a corporation has authority to conduct banking transactions on behalf of the business?
What is the Bank resolution.
What must be used if known by other is chosen for ID in BIC?
What is a paper ticket
What is identification, two forms
When performing a surprise cash audit and a sealed shipment bag is part of the cash, how do you record that on the BIC cash count screen?
What is open bag and record denominations. Do not bulk the total on the BIC cash count sheet.
What is the Business Review Tool
What document proves a corporation is registered?
What is the state validate entity.
What must you do if an unknown customer loses their debit card and wants an instant issue card?
What is Enhanced Authentication.
Where are combinations and wire PINS stored?
What is in your memory, secured phone, or a wallet/purse.