Block Transfer
How soon will accounts start to appear in Clientworks?
What is as little as one week after the process begins depending on sponsor
Will assets be available when the conversion goes live?
What is no, it will take a few days before assets come over
Where in CW would an advisor find the DBDU tool?
What is Menu > Tools > DBDU
What happens if advisory accounts do not get repapered in time?
What is they will be deactivated
Where in BETA will I find the SECT code?
What is DAML
Which accounts will not come over on the block?
What is EPS, Foreign accounts, TAMP accounts
What information is coming over on the tape?
What is CIP + KYC data
How long does it take for an advisor to see their account has been updated to outside investment?
What is an overnight cycle
What is cancel existing and create another request
How long does it take for changes to appear in CW if I am updating a DAML record?
What is overnight processing
What is being requested at the sponsor during the block process?
What is adding LPL as BD
How will a foreign account come over?
What is new account + foreign account paperwork + F2
How will I update my 401K account to an outside investment account?
What is use the convert account tool or forms
If an error appears saying "name should not contain numbers or special characters" where in BETA will I look?
What is DAML and MDRO
What is AIRE
What is required if a sponsor rejects LPL's request to update BD?
What is a new account + F21
If an account does not come over on the tape, what are my options?
What is new account + F2
What is "submit CIP DATA for dormant account"
Where does primary account holder info feed from in Clientworks?
What is Client profile
Which screens will be blank before submitting in the DBDU tool?
What is DOCA and DAML
What can advisors do if they do not want to wait for the block process?
What is open a new account + network
Will collateral accounts come over? If so, what will the advisor need to do?
What is yes, if they are an affiliated lender; advisor needs to repaper + use collateral form
What happens if an account is not completed on time?
What is the rep will be removed on the account
What resource can be used to research conversion related issues?
What is the OCI smartsheet
If I do not see the option to convert account, what will I add in BETA?
What is regcode