Block Transfer
How soon will accounts start to appear in Clientworks after the process has started?
What is as little as one week after the process begins depending on sponsor
Which account types will come over on the tape transfer?
What is BBK, Advisory, TAMP
Where in CW would an advisor find the DBDU tool?
What is Menu > Tools > DBDU
What happens if advisory accounts do not get repapered in time?
What is they will be deactivated
Where in BETA will I find the SECT code?
What is DAML
Where can we check to confirm status of the block transfer and sponsors?
What is the baseline report
What information is coming over on the tape?
What is CIP + KYC data
How long does it take for an advisor to see their account has been updated to outside investment?
What is an overnight cycle
How will an advisor link a TAMP account?
What is email new accounts tamp mailbox
How long does it take for changes to appear in CW if I am updating a DAML record?
What is overnight processing
What is being requested at the sponsor during the block process?
What is adding LPL as BD
What is the reason accounts may come over restricted? What is required?
What is CAIS reporting requirement; CIP information
How will I update my 401K account to an outside investment account?
What is use the convert account tool or forms
If an error appears saying "name should not contain numbers or special characters" where in BETA will I look?
What is DAML and MDRO
What is AIRE
What is required if a sponsor rejects LPL's request to update BD?
What is a new account + F21
If an account does not come over on the tape, what are my options?
What is new account + F2
What is "submit CIP DATA for dormant account"
If a TAMP repapering request requires an application, what are the advisors next steps?
What is receive approval letter + send to firm
Where in BETA will I find the provider contract number for a TAMP account?
What is AIRE
What can advisors do if they do not want to wait for the block process?
What is open a new account + network
If my trust account will not allow me to access it after starting repapering, how will an advisor place trades?
What is transfer to trade desk and make aware of known issue
What happens if an account is not completed on time?
What is the rep will be removed on the account
What resource can be used to research conversion related issues?
What is the OCI smartsheet
If I do not see the option to convert account for a dormant account, what will I add in BETA?
What is regcode